Save Job Back to Search Job Description Summary Similar JobsInvestment BankPrivate Wealth ExposureAbout Our ClientOur client is a well-established Investment Bank, seeking an experienced Surveillance Analyst to join their private wealth division.Job DescriptionPartner with Compliance and Legal to ensure regulatory controls, governance frameworks, and methodologies are effectively implemented to manage business risk.Conduct daily supervisory and trade surveillance reviews to ensure adherence to firm policies and procedures. Identify internal breaches or control weaknesses, perform investigations, and recommend corrective actions as needed.Prepare documentation to report and escalate issues and exceptions to senior management in a timely manner.Manage outsourced surveillance teams to ensure reviews meet performance criteria and quality standards.The Successful ApplicantBachelor degreeMinimum 2+ years of experience in Risk, Compliance, or Global Markets in Financial ServicesStrong PC skills: Advanced Outlook, Excel, PowerPoint, and Word; programming knowledge (e.g., VBA macros or Python) is a plusPrevious experience in a similar control or risk functionProduct knowledge across multiple asset classes, including equities, fixed income, listed and OTC derivatives, and banking productsFluent in both English and ChineseWhat's on OfferInvestment BankContactChing LauQuote job refJN-012026-6916000Phone number+852 3602 2426Job summaryFunctionBanking & Financial ServicesSpecialisationRisk ManagementWhat is your area of specialisation?Financial ServicesLocationHong KongJob Type:PermanentConsultant nameChing LauConsultant phone+852 3602 2426Job ReferenceJN-012026-6916000
