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We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.
This is a senior compliance role at a Chinese based fintech firm, where you'll provide regulatory guidance across trading, product, and cross-border activities. You'll act as the key liaison with the SFC, monitor regulatory changes, and collaborate with internal teams to ensure robust compliance frameworks.
Investment Compliance Specialist, Private Banking Products
We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.
This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.
General Counsel - APAC Legal & Compliance
This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.
We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.
Senior Compliance Officer - Large Chinese Firm, SFC 149
Our client is a top American Investment/ Private Bank and they are currently looking for a KYC Review Analyst to join their PWM account management team to handle KYC review, PEP/ EDD review, documentation review and account maintenance for HNW clients. The candidate should have 3-6 years of working experience in KYC periodic review, PEP/ EDD review, documentation review or account maintenance for HNW clients within private banking.
Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.
Our client is a top European bank. They are currently looking for a KYC Review Associate to join the Wealth Management KYC team to handle KYC periodic review, KYC/ CDD review, documentation review for APAC PB/ high net worth clients. The candidate should have 3-7 years of working experience in KYC periodic review, KYC/ CDD review, documentation review for PB/ HNW clients within international private bank.
AML Analyst, Foreign Securities Firm - Fresh Grad Welcome
Our client is a top European bank. They are currently looking for an Account Opening Associate to join the Wealth Management Account Management team to handle client onboarding, end to end account opening for PB/ HNW clients. The candidate should have 4-5 years of working experience in client onboarding, account opening for PB/ HNW clients within international private bank.
Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis with international private banking industry.
Our client is a top American Investment Bank and they are looking for an EDD Analyst to join the Institutional Securities Group Enhanced Due Diligence team under Global Financial Crimes department to handle EDD, FCC, financial crime risk assessment, AML review and screening for high risk institutional customers. The candidate should have 1-2 years of working experience in EDD, FCC, AML for FI clients within investment banking/ financial institutions.
Our client is a top American Private Bank and they are looking for a KYC Analyst to join their private wealth management client onboarding team to handle new client onboarding, periodic review, trigger event for high net worth clients. The candidate should have 1-2 years of working experience in AML, KYC/CDD, account opening for HNW clients within private banking industry, fresh graduates with relevant compliance intern experience are also welcomed.
Our client is a top American Investment Bank and they are looking for a KYC Analyst/ Associate to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 2-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial/ private banking clients within international banks.
Our client is a top European bank. They are currently looking for a Name Screening Analyst/ Associate to join the Wealth Management name screening team to handle name screening and documentation review for APAC PB/ HNW clients. The candidate should have 2-5 years of working experience in name screening, documentation review for PB/ HNW clients within international private bank.
Senior Manager - Market Surveillance (Regional), Foreign Bank
We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.
Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA regulated entities, advising on registration matters, and coordinating with global and regional teams to ensure regulatory compliance across jurisdictions. It requires strong knowledge of Hong Kong licensing regimes, excellent communication and organisational skills with 4 years up of working experience in relevant field.
This role supports the Hong Kong Compliance team in ensuring adherence to local and international financial crime regulations, including AML, sanctions, and tax compliance. It involves overseeing client on boarding, conducting due diligence, managing risk controls, and contributing to policy development and governance.
This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.
Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.
The Assistant Accounting/Accounting Manager will oversee financial operations within the logistic, ensuring compliance with accounting standards and accurate financial reporting. This role requires expertise in accounting and finance.
As a CLM Analyst in the financial services industry, you will play a key role in managing client lifecycle processes, ensuring compliance and efficiency. Thisposition is based in Kowloon and offers an opportunity to work in a fast-paced banking environment.
This is an exciting opportunity for a Finance Manager to join a thriving property industry organization in Hong Kong. The role involves overseeing financial operations, ensuring compliance, and contributing to strategic decision-making within the Accounting & Finance department.
The QA and Validation Manager will oversee the company's Quality Assurance operations, leading supplier management, validation activities, compliance systems, customer complaints, document control, and internal/external audit readiness. The role involves collaboration with Production, Engineering, Supply Chain, and senior management to uphold world‑class quality systems.
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